Knowledge Hub

Discover how to navigate the complexities of claiming compensation in the event of a firm’s failure. This article guides you through the necessary steps and introduces key resources like the Financial Services Compensation Scheme, ensuring you are well-prepared to protect your financial interests.

Explore the implications of the new Consumer Duty for the automotive sector. This comprehensive guide delves into the regulatory changes mandated by the Financial Conduct Authority, focusing on motor financing and insurance. Understand how enhanced customer understanding, fair pricing, and robust support will redefine industry standards.

Discover how the Financial Conduct Authority’s new Consumer Duty, effective from July 2023, mandates rigorous standards for customer care in the financial sector. Explore the four crucial outcomes intended to enhance transparency, suitability, market confidence, and accessibility.

As financial harms rise, the FCA tightens regulations for Appointed Representatives and their Principal Firms. This article explores the increased expectations and responsibilities, the impact on network sizes, and measures to mitigate misleading financial promotions. Discover the implications for the financial industry and consumer protection.

In response to increasing financial harm in regulated markets, the Financial Conduct Authority (FCA) is intensifying regulations, focusing on Principals and their networks. This article explores the evolving challenges and the strategic regulatory enhancements designed to stabilise the financial market and ensure its safety.

Explore the essential 11 Principles of Business set by the Financial Conduct Authority (FCA) that dictate how firms must operate within regulated markets. Understand the foundations of integrity, customer fairness, and rigorous management to ensure your business not only complies with FCA regulations but, excels in them.

Explore the critical methods by which the Financial Conduct Authority (FCA) ensures the identification and protection of vulnerable customers in regulated markets. This article delves into the essential practices, from training staff to recognise signs of vulnerability to implementing tailored support strategies. Understand the importance of compliance and the proactive steps businesses must take to safeguard these individuals.

Understanding and addressing market abuse is crucial in the financial sector. This article explores why vigilance and knowledge are essential for teams, particularly in automotive dealerships, and provides actionable guidance on recognising and reporting market abuses, including insider trading and market manipulation.

Understanding and reporting market abuse is critical for maintaining integrity within the financial markets. This article details how to identify signs of market abuse, its impact on the automotive industry, and the essential steps for FCA-compliant reporting.