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ASUK Automotive Systems
5 Common Breaches of SM&CR that Could Be Affecting Your Business
26 Apr 2021

Automotive Systems/ Blog 5 Common Breaches of SM&CR that Could be Affecting Your Business SM&CR – also known as The Senior Management & Certification Regime – is legislation that applies to the United Kingdom’s finance sector, and that was put in place in order to reduce harm to consumers and strengthen market integrity. It replaces, and builds on, earlier legislation, most recently the Approved Persons Regime, that was introduced in response to the 2008 banking crisis to create a new accountability framework focused on senior managers within the sector. Specifically, the SM&CR aims to:   “encourage a culture of staff…

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How To Achieve Return On Investment With FCA Compliance
12 Apr 2021

Blog / How To Achieve ROI With FCA Compliance How To Achieve ROI With FCA Compliance How To Achieve Return On Investment With FCA Compliance As a business owner of a car dealership or automotive service, you are constantly looking to balance your goal of making money with the need to keep customers happy while also satisfying legal regulations. As such, knowing how to achieve a positive Return On Investment with FCA compliance. Even Ford has seen its number of dealerships fall by 40 sites as a result of the pandemic. So, your business needs to up its game in…

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How to Ensure FCA Compliance when Determining Staff KPIs?
26 Mar 2021

Blog / How to Ensure FCA Compliance when Determining Staff KPI’s How to Ensure FCA Compliance when Determining Staff KPIs? How to Ensure FCA Compliance when Determing Staff KPIs? Being FCA compliant is important for any business operating within a financial market. By being FCA compliant and following their principles, not only will you be treating customers fairly, but you will also find customers are more willing to use you when they require your financial services. More importantly, by not being FCA compliant you could be breaking the law and be subject to a large fine should you be investigated.…

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